Investment Service Advisor

Dear Hiring Manager,

Over the past 10 years, I have provided strong leadership, relationship building and solid financial services acumen as an Investment Service Advisor/Broker, and most recently, Vice President, Business/Administrative-Risk Manager at Merrill Lynch Pierce, Fenner, and Smith, Inc. This progression through the ranks in the financial services industry has honed my experience in risk management, new business development, regulatory compliance management, and expenses analysis resulting in a proven track record of results. Additionally, my responsibilities included managing 600 employees in 10 branch offices. This is the value and strength that I will bring to your organization.

In addition I have over 7 years experience as a Drill Sergeant with the U.S. Army Reserve, training the men and women of today

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